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Securities and Exchange Commission
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151	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.CFORM 8-K Current Report Add to Reading List Source URL: compliance-sec.com Language: English - Date: 2015-12-18 01:40:12 Medical research Health Clinical research Pharmaceutical industry Ampakines Clinical pharmacology Cortex Pharmaceuticals Food and Drug Administration Clinical trial
152	Submission Proof - D:\Dropbox (SEC Compliance)\2014 OPERATIONS\2015 OPERATIONS\2016 ED... Page 1 of 44 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Add to Reading List Source URL: compliance-sec.com Language: English - Date: 2016-01-12 01:27:47 SEC filings U.S. Securities and Exchange Commission Computing 73rd United States Congress Software New Deal Data synchronization Dropbox Securities Act Securities Exchange Act Form 8-K
153	OMB APPROVAL OMB Number: Estimated average burden hours per response Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2016-04-14 15:42:16 Economy Finance Money U.S. Securities and Exchange Commission Stock market 73rd United States Congress Extended-hours trading Funds Investment Securities Exchange Act New York Stock Exchange Securities regulation in the United States
154	COMPLEXITY OF REGULATION Chester S. Spatt† It is a great pleasure to provide keynote remarks at this weekend’s conference on “Complexity and Change in Financial Regulation” at the Harvard Law School. In my commen Add to Reading List Source URL: www.hblr.org Language: English - Date: 2014-08-26 11:36:17 Economy Systemic risk Money Finance Volcker Rule DoddFrank Wall Street Reform and Consumer Protection Act Too big to fail Financial crisis of 20072008 Wall Street reform U.S. Securities and Exchange Commission Derivative Credit rating agency
155	Jupiter_E_HK_Ver 1..16 Add to Reading List Source URL: www.jupiteram.com Language: English - Date: 2016-08-19 06:31:46 Economy Finance Money Bank of China London Stock Exchange Securities and Futures Commission Funds Investment FTSE Group
156	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.COMB APPROVAL INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Add to Reading List Source URL: www.baltia.com Language: English - Date: 2016-02-16 12:09:17 SEC filings Finance Economy U.S. Securities and Exchange Commission 73rd United States Congress Money Security Stock market Form 4 Securities Exchange Act Warrant
157	JanuaryFinancial Reporting Center New Revenue Recognition Add to Reading List Source URL: www.aicpa.org Language: English - Date: 2016-07-29 10:49:32 Economy Business economics Accounting United States Generally Accepted Accounting Principles International Financial Reporting Standards Generally Accepted Accounting Principles U.S. Securities and Exchange Commission Revenue recognition IFRS 15 Income statement Accounting Standards Codification Convergence of accounting standards
158	Microsoft Word - PE_TMP_0001ovr00004ns.docx Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2015-03-20 17:10:22 Law Financial Industry Regulatory Authority United States securities law Arbitral tribunal Arbitration Forum U.S. Securities and Exchange Commission Arbitration in the United States Beijing Arbitration Commission
159	Industry Insight September 2015 www.astfundsolutions.com www.cefinsight.com Add to Reading List Source URL: www.astfundsolutions.com Language: English - Date: 2015-09-25 11:54:59 Economy Finance Money Institutional investors Shareholders Mutual fund Mutualism U.S. Securities and Exchange Commission Activist shareholder Investment Company Institute Hedge fund
160	SEC Report Recommends that the SEC Be Authorized To Directly Regulate the Form, Content and Timing of Municipal Bond Disclosure On July 31, 2012, the Securities and Exchange Commission (the “SEC”) released its Report Add to Reading List Source URL: www.pacificalawgroup.com Language: English - Date: 2012-08-21 16:06:41 U.S. Securities and Exchange Commission 73rd United States Congress Economy Government New Deal Corporate crime Municipal Securities Rulemaking Board Municipal bond Securities Act Securities Exchange Act Tower Amendment Electronic Municipal Market Access

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